Officer, Compliance & Monitoring (Managerial Role) Jobs – Stanbic Bank

Job Title:  Officer, Compliance & Monitoring (Managerial Role)

Organisation: Stanbic Bank Uganda Limited

Duty Station:   Kampala, Uganda

About the Company:

Stanbic Bank Uganda Limited is a subsidiary of Stanbic Africa Holdings Limited which is in turn owned by Standard Bank Group Limited (“the Group”), Africa’s leading banking and financial services group. The Standard Bank Group is the leading banking group focused on emerging markets. It is the largest African banking group ranked by assets and earnings. Stanbic Bank Uganda Limited is the largest bank in Uganda by assets and market capitalization. It offers a full range of banking services through two business units; Personal and Business Banking (PBB), and Corporate and Investment Banking (CIB).

Key Duties and Responsibilities:

• To execute Compliance Risk Management processes and activities within a specific Client Segment or Functional area, to ensure that the area is undertaken in a compliant manner to avoid operational losses, fines, penalties or reputational damage to the organisation and enable the competitive advantage of the organisation. Implement action plans to prevent, detect and / or mitigate Compliance Risk Management issues.
• Provide support to track and report on the progress of the compliance monitoring plan for a dedicated Client Segment, Functional Area or country in order to identify significant compliance breaches, exposures and potential areas of improvement.
• Perform analysis with regards to the operational activities within a dedicated Client Segment, Functional Area or country to identify compliance risks and ensure adherence to the relevant Standard Bank Group compliance frameworks and standards.
• Regularly audit procedures, practices, and documents to identify possible weaknesses or risks.
• Provide support to create and monitor effective action plans in response to audit discoveries and compliance violations.
• Draft compliance reports as required by various governance structures, committees and regulations, particularly regarding the compliance performance of the Client Segment, Function or country.
• Engage with Client Segment, Client Solutions and Corporate Functions leaders and the embedded business risk management function about regulatory inspections and act as a conduit for any significant information requests, comments and findings.

Qualifications, Skills and Experience:

• Type of Qualification: First Degree from a recognised institution.
• Field of Study: Audit, Business Commerce, Legal

Experience Required

• Business Enablement
• Compliance
• 5-7years with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to a specific Client Segment / business area / Functional area as well as a solid understanding of banking products and activities.
• Additional Information

Behavioural Competencies:

• Adopting Practical Approaches
• Checking Details
• Documenting Facts
• Interpreting Data
• Articulating Information\
• Making Decisions
• Providing Insights
• Upholding Standards

Technical Competencies:

• Evaluation of Internal Controls
• Financial Acumen
• +Financial Industry Regulatory Framework
• Legal Compliance
• Process Governance
• Risk Awareness

How to Apply:
All candidates who wish to join the one of Africa’s biggest Banking Groups, Standard Bank in the aforementioned capacity are encouraged to Apply Online by visiting Link below.

Click Here

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